Spencer Doran Hole - Sep 3, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Financial Officer & EVP
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Sep 3, 2024
Transactions value $
$0
Form type
4
Date filed
9/3/2024, 04:36 PM
Previous filing
Aug 14, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +444K $0.00 444K Sep 3, 2024 Common Stock, Par Value $0.0001 Per Share 444K $0.00 Direct F1
transaction STEM Restricted Stock Unit Award $0 +833K +187.5% $0.00 1.28M Sep 3, 2024 Common Stock, Par Value $0.0001 Per Share 833K $0.00 Direct F2
transaction STEM Stock Option (Right to Buy) Award $0 +278K $0.00 278K Sep 3, 2024 Common Stock, Par Value $0.0001 Per Share 278K $0.58 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award vests 100% on November 7, 2025.
F2 The RSU award vests in three annual installments (33% / 33% / 34%).
F3 The option award vests in three annual installments (33% / 33% / 34%).