Spencer Doran Hole - 03 Sep 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Financial Officer & EVP
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
03 Sep 2024
Net transactions value
$0
Form type
4
Filing time
03 Sep 2024, 16:36:51 UTC
Previous filing
14 Aug 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +444,444 $0.000000 444,444 03 Sep 2024 Common Stock, Par Value $0.0001 Per Share 444,444 $0.000000 Direct F1
transaction STEM Restricted Stock Unit Award $0 +833,333 +188% $0.000000 1,277,777 03 Sep 2024 Common Stock, Par Value $0.0001 Per Share 833,333 $0.000000 Direct F2
transaction STEM Stock Option (Right to Buy) Award $0 +277,778 $0.000000 277,778 03 Sep 2024 Common Stock, Par Value $0.0001 Per Share 277,778 $0.5800 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award vests 100% on November 7, 2025.
F2 The RSU award vests in three annual installments (33% / 33% / 34%).
F3 The option award vests in three annual installments (33% / 33% / 34%).