Anil Tammineedi - 07 Jun 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
07 Jun 2024
Net transactions value
$0
Form type
4
Filing time
10 Jun 2024, 16:13:49 UTC
Previous filing
30 May 2024
Next filing
02 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +23,489 +90% $0.000000 49,511 07 Jun 2024 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 4,289,849 07 Jun 2024 Held by Angeleno Investors III, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -23,489 -18% $0.000000 110,236 07 Jun 2024 Common Stock, Par Value $0.0001 Per Share 23,489 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is a Principal at Angeleno Group, an affiliate of Angeleno Investors III, L.P., and may be deemed to share voting and investment power with respect to all shares held by Angeleno Investors III, L.P.
F2 On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.