Kim Homenock - Mar 14, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief People Officer
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Mar 14, 2024
Transactions value $
$44,160
Form type
4
Date filed
3/18/2024, 05:16 PM
Previous filing
Mar 12, 2024
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +16.7K +13.76% $0.00 138K Mar 14, 2024 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Purchase $44.2K +24K +17.39% $1.84 162K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -16.7K -17.4% $0.00 79.2K Mar 14, 2024 Common Stock, Par Value $0.0001 Per Share 16.7K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.