Kim Homenock - 14 Mar 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role: Chief People Officer
Signature: /s/ Chen Zhang, attorney-in-fact
Issuer symbol: STEM
Transactions as of: 14 Mar 2024
Net transactions value: +$44,160
Form type: 4
Filing time: 18 Mar 2024, 17:16:03 UTC
Previous filing: 12 Mar 2024
Next filing: 28 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Options Exercise	$0	+16,689	+14%	$0.000000	137,989	14 Mar 2024	Direct
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Purchase	$44,160	+24,000	+17%	$1.84	161,989	15 Mar 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STEM	Restricted Stock Unit	Options Exercise	$0	-16,689	-17%	$0.000000	79,221	14 Mar 2024	Common Stock, Par Value $0.0001 Per Share	16,689	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 14, 2022, the reporting person was granted 66,755 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on March 14, 2023.