Kim Homenock - 15 Feb 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief People Officer
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
15 Feb 2024
Net transactions value
$0
Form type
4
Filing time
20 Feb 2024, 16:50:51 UTC
Previous filing
16 Mar 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +22,578 +32% $0.000000 92,309 15 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -22,578 -19% $0.000000 95,910 15 Feb 2024 Common Stock, Par Value $0.0001 Per Share 22,578 $0.000000 Direct F1
transaction STEM Stock Option (Right to Buy) Award $0 +51,456 $0.000000 51,456 15 Feb 2024 Common Stock, Par Value $0.0001 Per Share 51,456 $3.37 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
F2 The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.