Kim Homenock - Feb 15, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief People Officer
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Feb 15, 2024
Transactions value $
$0
Form type
4
Date filed
2/20/2024, 04:50 PM
Previous filing
Mar 16, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +22.6K +32.38% $0.00 92.3K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -22.6K -19.06% $0.00 95.9K Feb 15, 2024 Common Stock, Par Value $0.0001 Per Share 22.6K $0.00 Direct F1
transaction STEM Stock Option (Right to Buy) Award $0 +51.5K $0.00 51.5K Feb 15, 2024 Common Stock, Par Value $0.0001 Per Share 51.5K $3.37 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 15, 2023, the reporting person was granted 68,421 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
F2 The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.