Ira M. Birns - Nov 6, 2023 Form 4/A Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
Nov 6, 2023
Transactions value $
$0
Form type
4/A
Date filed
12/22/2023, 08:07 AM
Date Of Original Report
Nov 13, 2023
Previous filing
Mar 17, 2023
Next filing
Mar 19, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +24.2K $0.00 24.2K Nov 6, 2023 Common Stock, Par Value $0.0001 Per Share 24.2K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 This Form 4/A is being filed to correct an error in the number of RSUs acquired by the reporting person as reported in the original Form 4 filed on November 13, 2023.
F3 The RSU award vests 100% on June 7, 2024.