Ira M. Birns - 06 Nov 2023 Form 4/A Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
06 Nov 2023
Net transactions value
$0
Form type
4/A
Filing time
22 Dec 2023, 08:07:27 UTC
Date Of Original Report
13 Nov 2023
Previous filing
17 Mar 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +24,184 $0.000000 24,184 06 Nov 2023 Common Stock, Par Value $0.0001 Per Share 24,184 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 This Form 4/A is being filed to correct an error in the number of RSUs acquired by the reporting person as reported in the original Form 4 filed on November 13, 2023.
F3 The RSU award vests 100% on June 7, 2024.