Ira M. Birns - 06 Nov 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
06 Nov 2023
Net transactions value
$0
Form type
4
Filing time
13 Nov 2023, 08:07:07 UTC
Previous filing
17 Mar 2023
Next filing
19 Mar 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +13,836 $0.000000 13,836 06 Nov 2023 Common Stock, Par Value $0.0001 Per Share 13,836 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 The RSU award vests 100% on June 7, 2024.