Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STEM | Common Stock, Par Value $0.0001 Per Share | Options Exercise | $0 | +20.5K | +23.62% | $0.00 | 107K | Jun 15, 2023 | Direct | F1 |
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 96.3K | Jun 15, 2023 | By Daley Investment Trust | F2 | |||||
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 92.8K | Jun 15, 2023 | By Daley Revocable Trust | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STEM | Restricted Stock Unit | Options Exercise | $0 | -20.5K | -46.6% | $0.00 | 23.5K | Jun 15, 2023 | Common Stock, Par Value $0.0001 Per Share | 20.5K | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. |
F2 | Held by the Daley Investment Trust, of which the reporting person is a trustee. |
F3 | Held by Daley Revocable Trust, of which the reporting person is a trustee. |
F4 | On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. |