WILLIAM JOHN BUSH - 12 Apr 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Financial Officer
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
12 Apr 2023
Net transactions value
$0
Form type
4
Filing time
14 Apr 2023, 17:47:50 UTC
Previous filing
03 Mar 2023
Next filing
05 May 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +298,804 +101% $0.000000 593,349 12 Apr 2023 Common Stock, Par Value $0.0001 Per Share 298,804 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock.
F2 The RSU award vests 100% on April 12, 2026.