William John Bush - Apr 12, 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Financial Officer
Signature
/s/ Kathy Medford, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Apr 12, 2023
Transactions value $
$0
Form type
4
Date filed
4/14/2023, 05:47 PM
Previous filing
Mar 3, 2023
Next filing
May 5, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +299K +101.45% $0.00 593K Apr 12, 2023 Common Stock, Par Value $0.0001 Per Share 299K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock.
F2 The RSU award vests 100% on April 12, 2026.