John Eugene Carrington - Mar 20, 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
CEO and Director, Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Mar 20, 2023
Transactions value $
-$83,668
Form type
4
Date filed
3/21/2023, 06:08 PM
Previous filing
Mar 3, 2023
Next filing
May 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$83.7K -13.2K -10.6% $6.33 111K Mar 20, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $6.33 to $6.345. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.