Adam Daley - 17 Nov 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
17 Nov 2022
Net transactions value
-$2,040,210
Form type
4
Filing time
21 Nov 2022, 16:09:24 UTC
Previous filing
11 Aug 2022
Next filing
08 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $1,022,220 -75,000 -30% $13.63 171,251 17 Nov 2022 By Daley Investment Trust F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $1,017,990 -75,000 -44% $13.57 96,251 18 Nov 2022 By Daley Investment Trust F2, F3
holding STEM Common Stock, Par Value $0.0001 Per Share 92,776 17 Nov 2022 By Daley Revocable Trust F4
holding STEM Common Stock, Par Value $0.0001 Per Share 86,773 17 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.82. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Held by Daley Investment Trust, of which the Reporting Person is a trustee.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.25 to $13.875. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Held by Daley Revocable Trust, of which the Reporting Person is a trustee.