Michael James Carlson - 26 Sep 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Operating Officer
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
26 Sep 2022
Net transactions value
$0
Form type
4
Filing time
04 Oct 2022, 10:24:49 UTC
Next filing
17 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +24,356 $0.000000 24,356 26 Sep 2022 Common Stock, Par Value $0.0001 Per Share 24,356 Direct F1, F2
transaction STEM Stock Option (Right to Buy) Award $0 +33,328 $0.000000 33,328 26 Sep 2022 Common Stock, Par Value $0.0001 Per Share 33,328 $12.83 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 The RSU award vests in four equal annual installments beginning on September 26, 2023.
F3 The option award becomes exercisable in four equal annual installments beginning on September 26, 2023.