John Eugene Carrington - Sep 13, 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
CEO and Director, Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Sep 13, 2022
Transactions value $
-$948,502
Form type
4
Date filed
9/15/2022, 07:03 PM
Previous filing
Aug 18, 2022
Next filing
Oct 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$125K -7.9K -2.93% $15.81 261K Sep 13, 2022 Direct F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$340K -20.7K -7.91% $16.44 241K Sep 13, 2022 Direct F1, F3
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$168K -10.2K -4.25% $16.38 230K Sep 14, 2022 Direct F1, F4
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$316K -18.3K -7.96% $17.25 212K Sep 14, 2022 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.19 to $16.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.19 to $16.79. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.92 to $16.905. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.93 to $17.485. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.