Kim Homenock - 28 Jul 2022 Form 3 Insider Report for STEM, INC. (STEM)

Role
Chief People Officer
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
28 Jul 2022
Net transactions value
$0
Form type
3
Filing time
11 Aug 2022, 16:12:10 UTC
Next filing
17 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STEM Common Stock, Par Value $0.0001 Per Share 53,404 28 Jul 2022 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 925 28 Jul 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding STEM Stock Option (Right to Buy) 28 Jul 2022 Common Stock, Par Value $0.0001 Per Share 104,305 $7.49 Direct F1
holding STEM Restricted Stock Unit 28 Jul 2022 Common Stock, Par Value $0.0001 Per Share 66,755 Direct F2, F3
holding STEM Restricted Stock Unit 28 Jul 2022 Common Stock, Par Value $0.0001 Per Share 53,404 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option becomes exercisable in four equal annual installments beginning on March 14, 2023.
F2 The restricted stock unit ("RSU") award vests in four equal annual installments beginning on March 14, 2023.
F3 Each RSU represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F4 The RSU award vests 100% on March 14, 2023.