WILLIAM JOHN BUSH - 28 Apr 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Financial Officer
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
28 Apr 2022
Net transactions value
$0
Form type
4
Filing time
02 May 2022, 17:27:11 UTC
Previous filing
17 Mar 2022
Next filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +3,946 +1% $0.000000 385,214 28 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -3,946 -2.3% $0.000000 170,622 28 Apr 2022 Common Stock, Par Value $0.0001 Per Share 3,946 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
F2 On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in equal annual installments over four years beginning on April 28, 2021