Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STEM | Common Stock, Par Value $0.0001 Per Share | Options Exercise | $0 | +5.52K | +5.46% | $0.00 | 107K | Apr 28, 2022 | Direct | F1 |
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 246K | Apr 28, 2022 | By Daley Investment Trust | F2 | |||||
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 243K | Apr 28, 2022 | By Daley Revocable Trust | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STEM | Restricted Stock Unit | Options Exercise | $0 | -5.52K | -100% | $0.00* | 0 | Apr 28, 2022 | Common Stock, Par Value $0.0001 Per Share | 5.52K | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. |
F2 | Held by the Daley Investment Trust, of which the reporting person is a trustee. |
F3 | Held by Daley Revocable Trust, of which the reporting person is a trustee. |
F4 | On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. |