Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | STEM | Common Stock, Par Value $0.0001 Per Share | Purchase | $572K | +75K | +6.79% | $7.62 | 1.18M | Mar 15, 2022 | Held by Portcullis Investments, LP | F1, F2 |
transaction | STEM | Common Stock, Par Value $0.0001 Per Share | Purchase | $286K | +37.5K | $7.62 | 37.5K | Mar 15, 2022 | Held by Trust | F1, F3 | |
transaction | STEM | Common Stock, Par Value $0.0001 Per Share | Purchase | $286K | +37.5K | $7.62 | 37.5K | Mar 15, 2022 | Held by Trust | F1, F4 | |
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 542K | Mar 15, 2022 | By Trust | F5 | |||||
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 134K | Mar 15, 2022 | Held by Star Peak Sponsor LLC | ||||||
holding | STEM | Common Stock, Par Value $0.0001 Per Share | 50K | Mar 15, 2022 | Held by Portcullis Partners, LP | F6 |
Id | Content |
---|---|
F1 | The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.43 to $7.97, inclusive. The reporting person undertakes to provide to Stem, Inc., any security holder of Stem, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
F2 | The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
F3 | Held by a family trust (M GST) of which the reporting person is an investment adviser. |
F4 | Held by a family trust (C GST) of which the reporting person is an investment adviser. |
F5 | Held by a trust of which the reporting person is a trustee. |
F6 | The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Partners, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |