Rahul Shukla - 09 Feb 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Accounting Officer
Signature
/s/ William Bush, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
09 Feb 2022
Net transactions value
$0
Form type
4
Filing time
14 Feb 2022, 16:31:03 UTC
Previous filing
25 Jan 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +17,376 $0.000000 17,376 09 Feb 2022 Common Stock, Par Value $0.0001 Per Share 17,376 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock.
F2 The RSU award vests ratably over four years beginning January 18, 2021.