Rahul Shukla - Feb 9, 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Accounting Officer
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Feb 9, 2022
Transactions value $
$0
Form type
4
Date filed
2/14/2022, 04:31 PM
Previous filing
Jan 25, 2022
Next filing
Feb 28, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +17.4K $0.00 17.4K Feb 9, 2022 Common Stock, Par Value $0.0001 Per Share 17.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") award represents the contingent right to receive one (1) share of common stock.
F2 The RSU award vests ratably over four years beginning January 18, 2021.