John Eugene Carrington - 08 Dec 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
CEO and Director
Signature
/s/ William Bush, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
08 Dec 2021
Net transactions value
-$398,573
Form type
4
Filing time
10 Dec 2021, 19:16:11 UTC
Previous filing
03 Dec 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $4,001 -200 -0.04% $20.00* 447,748 08 Dec 2021 Direct F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $394,572 -19,621 -4.4% $20.11 428,127 09 Dec 2021 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.01. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.00 to $20.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.