Prakesh Patel - Nov 10, 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Strategy Officer
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Nov 10, 2021
Transactions value $
-$3,038,783
Form type
4
Date filed
11/12/2021, 11:04 AM
Previous filing
Oct 29, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$2.27M -90K -51.95% $25.25 83.2K Nov 10, 2021 Direct F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$632K -25K -30.04% $25.26 58.2K Nov 11, 2021 Direct F1, F3
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$135K -5K -8.59% $27.02 53.2K Nov 11, 2021 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2021.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.47. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $27.01 to $27.03. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.