Adam Daley - 13 Aug 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ William Bush, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
13 Aug 2021
Net transactions value
$0
Form type
4
Filing time
17 Aug 2021, 17:36:12 UTC
Previous filing
06 Jul 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +432,725 $0.000000 432,725 13 Aug 2021 By Daley Revocable Trust F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +246,251 +57% $0.000000 678,976 13 Aug 2021 By Daley Investment Trust F3, F4
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +87,384 +13% $0.000000 766,360 13 Aug 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person.
F2 Held by Daley Revocable Trust, of which the reporting person is a trustee.
F3 The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person.
F4 Held by Daley Investment Trust, of which the reporting person is a trustee.