Adam Daley - Aug 13, 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
4
Date filed
8/17/2021, 05:36 PM
Previous filing
Jul 6, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +433K $0.00 433K Aug 13, 2021 By Daley Revocable Trust F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +246K +56.91% $0.00 679K Aug 13, 2021 By Daley Investment Trust F3, F4
transaction STEM Common Stock, Par Value $0.0001 Per Share Other $0 +87.4K +12.87% $0.00 766K Aug 13, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person.
F2 Held by Daley Revocable Trust, of which the reporting person is a trustee.
F3 The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person.
F4 Held by Daley Investment Trust, of which the reporting person is a trustee.