Liaw Yih-Shyan Wally - Nov 8, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Stock symbol
SMCI
Transactions as of
Nov 8, 2024
Transactions value $
-$108,746
Form type
4
Date filed
11/12/2024, 06:57 PM
Previous filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +4.37K +7.64% 61.6K Nov 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$54.3K -2.22K -3.6% $24.52 59.4K Nov 10, 2024 Direct
transaction SMCI Common Stock Options Exercise +4.38K +7.38% 63.8K Nov 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$54.4K -2.22K -3.48% $24.52 61.5K Nov 10, 2024 Direct
holding SMCI Common Stock 15.2M Nov 8, 2024 By Liaw Family Trust F2
holding SMCI Common Stock 194K Nov 8, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +30.2K $0.00 30.2K Nov 8, 2024 Common Stock 30.2K $24.52 Direct F3
transaction SMCI Restricted Stock Units Options Exercise $0 -4.37K -12.49% $0.00 30.6K Nov 10, 2024 Common Stock 4.37K Direct F1, F4, F5
transaction SMCI Restricted Stock Units Options Exercise $0 -4.38K -11.12% $0.00 35K Nov 10, 2024 Common Stock 4.38K Direct F1, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.
F4 This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F5 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.