| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +4,370 | +7.6% | 61,600 | 10 Nov 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $54,312 | -2,215 | -3.6% | $24.52 | 59,385 | 10 Nov 2024 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +4,380 | +7.4% | 63,765 | 10 Nov 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $54,434 | -2,220 | -3.5% | $24.52 | 61,545 | 10 Nov 2024 | Direct | |
| holding | SMCI | Common Stock | 15,168,050 | 08 Nov 2024 | By Liaw Family Trust | F2 | |||||
| holding | SMCI | Common Stock | 193,770 | 08 Nov 2024 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +30,175 | $0.000000 | 30,175 | 08 Nov 2024 | Common Stock | 30,175 | $24.52 | Direct | F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4,370 | -12% | $0.000000 | 30,630 | 10 Nov 2024 | Common Stock | 4,370 | Direct | F1, F4, F5 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4,380 | -11% | $0.000000 | 35,000 | 10 Nov 2024 | Common Stock | 4,380 | Direct | F1, F4, F6 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter. |
| F4 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F6 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |