| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | SMCI | Common Stock | 57.2K | Oct 30, 2024 | Direct | F1 | |||||
| holding | SMCI | Common Stock | 15.2M | Oct 30, 2024 | By Liaw Family Trust | F1, F2 | |||||
| holding | SMCI | Common Stock | 194K | Oct 30, 2024 | By Spouse | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Award | $0 | +13.6K | $0.00 | 13.6K | Oct 30, 2024 | Common Stock | 13.6K | Direct | F3, F4 | ||
| transaction | SMCI | Restricted Stock Units | Award | $0 | +5K | $0.00 | 5K | Oct 30, 2024 | Common Stock | 5K | Direct | F3, F5 |
| Id | Content |
|---|---|
| F1 | Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock. |