David E. Weigand - 01 Dec 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, Chief Financial Officer
Signature: /s/ David E. Weigand
Issuer symbol: SMCI
Transactions as of: 01 Dec 2023
Transactions value $: -$3,614,208
Form type: 4
Filing time: 05 Dec 2023, 16:28:42 UTC
Previous filing: 14 Nov 2023
Next filing: 07 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise	$86.8K	+3.93K	+27.54%	$22.10^*	18.2K	01 Dec 2023	Direct
transaction	SMCI	Common Stock	Options Exercise	$212K	+7K	+38.48%	$30.33^*	25.2K	01 Dec 2023	Direct
transaction	SMCI	Common Stock	Options Exercise	$1.19M	+22.5K	+89.31%	$53.04^*	47.7K	01 Dec 2023	Direct
transaction	SMCI	Common Stock	Options Exercise	$189K	+3.56K	+7.47%	$53.04^*	51.3K	01 Dec 2023	Direct
transaction	SMCI	Common Stock	Options Exercise	$477K	+1.88K	+3.66%	$254.43	53.1K	01 Dec 2023	Direct
transaction	SMCI	Common Stock	Sale	-$4.75M	-17.7K	-33.38%	$267.75	35.4K	01 Dec 2023	Direct	F1
transaction	SMCI	Common Stock	Sale	-$1.02M	-3.82K	-10.78%	$268.47	31.6K	01 Dec 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-3.93K	-100%	$0.00^*	0	01 Dec 2023	Common Stock	3.93K	$22.10	Direct	F3
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-7K	-87.5%	$0.00	1K	01 Dec 2023	Common Stock	7K	$30.33	Direct	F4
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-22.5K	-75%	$0.00	7.5K	01 Dec 2023	Common Stock	22.5K	$53.04	Direct	F5
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-3.56K	-37.49%	$0.00	5.94K	01 Dec 2023	Common Stock	3.56K	$53.04	Direct	F6
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-1.88K	-12.5%	$0.00	13.1K	01 Dec 2023	Common Stock	1.88K	$254.43	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.25 to $268.24, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2	The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.25 to $269.045, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3	This stock option is fully vested and exercisable.
F4	Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
F5	Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter.
F6	Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.
F7	Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.