David E. Weigand - 01 Dec 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Dec 2023, 16:28:42 UTC
Prior SEC filing
14 Nov 2023
Next SEC filing
07 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David E. Weigand

Key filing fact

David E. Weigand filed Form 4 for Super Micro Computer, Inc. (SMCI) on 05 Dec 2023.

Key facts

  • This page summarizes David E. Weigand's Form 4 filing for Super Micro Computer, Inc. (SMCI).
  • 12 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 05 Dec 2023, 16:28.

Change

  • Previous filing in this sequence was filed on 14 Nov 2023.
  • Current net transaction value: -$3,614,208.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SMCI transaction

Common Stock

Options Exercise

Transaction value
$86,809
Shares
+3,928
Change %
+28%
Price
$22.10*
Shares after
18,193
Date
01 Dec 2023
Ownership
Direct
SMCI transaction

Common Stock

Options Exercise

Transaction value
$212,310
Shares
+7,000
Change %
+38%
Price
$30.33*
Shares after
25,193
Date
01 Dec 2023
Ownership
Direct
SMCI transaction

Common Stock

Options Exercise

Transaction value
$1,193,400
Shares
+22,500
Change %
+89%
Price
$53.04*
Shares after
47,693
Date
01 Dec 2023
Ownership
Direct
SMCI transaction

Common Stock

Options Exercise

Transaction value
$188,928
Shares
+3,562
Change %
+7.5%
Price
$53.04*
Shares after
51,255
Date
01 Dec 2023
Ownership
Direct
SMCI transaction

Common Stock

Options Exercise

Transaction value
$477,056
Shares
+1,875
Change %
+3.7%
Price
$254.43
Shares after
53,130
Date
01 Dec 2023
Ownership
Direct
SMCI transaction

Common Stock

Sale

Transaction value
$4,747,952
Shares
-17,733
Change %
-33%
Price
$267.75
Shares after
35,397
Date
01 Dec 2023
Ownership
Direct
Footnotes
F1
SMCI transaction

Common Stock

Sale

Transaction value
$1,024,760
Shares
-3,817
Change %
-11%
Price
$268.47
Shares after
31,580
Date
01 Dec 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SMCI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-3,928
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,928
Exercise price
$22.10
Footnotes
F3
SMCI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-7,000
Change %
-88%
Price
$0.000000
Shares after
1,000
Date
01 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,000
Exercise price
$30.33
Footnotes
F4
SMCI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-22,500
Change %
-75%
Price
$0.000000
Shares after
7,500
Date
01 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,500
Exercise price
$53.04
Footnotes
F5
SMCI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-3,562
Change %
-37%
Price
$0.000000
Shares after
5,938
Date
01 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,562
Exercise price
$53.04
Footnotes
F6
SMCI transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,875
Change %
-12%
Price
$0.000000
Shares after
13,125
Date
01 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,875
Exercise price
$254.43
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $267.25 to $268.24, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F2

The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.25 to $269.045, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Footnote F3

This stock option is fully vested and exercisable.

Footnote F4

Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Footnote F5

Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter.

Footnote F6

Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

Footnote F7

Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.

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