Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Common Stock | Options Exercise | +225 | +1.67% | 13.7K | Nov 10, 2023 | Direct | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$29.8K | -112 | -0.82% | $266.03 | 13.6K | Nov 10, 2023 | Direct | |
transaction | SMCI | Common Stock | Options Exercise | +268 | +1.97% | 13.8K | Nov 10, 2023 | Direct | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$35.4K | -133 | -0.96% | $266.03 | 13.7K | Nov 10, 2023 | Direct | |
transaction | SMCI | Common Stock | Options Exercise | +1.1K | +8.01% | 14.8K | Nov 10, 2023 | Direct | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$145K | -545 | -3.68% | $266.03 | 14.3K | Nov 10, 2023 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -225 | -33.33% | $0.00 | 450 | Nov 10, 2023 | Common Stock | 225 | Direct | F1, F2 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -268 | -9.11% | $0.00 | 2.68K | Nov 10, 2023 | Common Stock | 268 | Direct | F1, F3 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1.1K | -33.32% | $0.00 | 2.2K | Nov 10, 2023 | Common Stock | 1.1K | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |