Charles Liang - Sep 19, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: President and CEO, Director, 10%+ Owner
Signature: /s/ David E Weigand, Attorney-In-Fact
Stock symbol: SMCI
Transactions as of: Sep 19, 2023
Transactions value $: $0
Form type: 4
Date filed: 9/21/2023, 05:38 PM
Previous filing: Aug 17, 2023
Next filing: Oct 31, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SMCI	Common Stock						6.72M	Sep 19, 2023	Direct
holding	SMCI	Common Stock						2.5K	Sep 19, 2023	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Award	$0	+200K	+33.33%	$0.00	800K	Sep 19, 2023	Common Stock	200K	$45.00	Direct	F1
transaction	SMCI	Restricted Stock Units	Award	$0	+330		$0.00	330	Sep 20, 2023	Common Stock	330		By Spouse	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.
F2	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3	Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.