Charles Liang - Aug 15, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Aug 15, 2023
Transactions value $
-$118,106
Form type
4
Date filed
8/17/2023, 04:51 PM
Previous filing
Aug 14, 2023
Next filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +900 +44.03% 2.94K Aug 15, 2023 By Spouse F1
transaction SMCI Common Stock Tax liability -$118K -447 -15.18% $264.22 2.5K Aug 15, 2023 By Spouse
holding SMCI Common Stock 6.72M Aug 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -900 -50% $0.00 900 Aug 15, 2023 Common Stock 900 By Spouse F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.