George Kao - 14 Aug 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, OPERATIONS
Signature: /s/ George Kao
Issuer symbol: SMCI
Transactions as of: 14 Aug 2023
Net transactions value: -$1,319,596
Form type: 4
Filing time: 16 Aug 2023, 16:12:05 UTC
Previous filing: 14 Aug 2023
Next filing: 05 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise	$139,062	+5,160	+70%	$26.95^*	12,498	14 Aug 2023	Direct
transaction	SMCI	Common Stock	Sale	$1,393,132	-5,160	-41%	$269.99	7,338	14 Aug 2023	Direct	F1
transaction	SMCI	Common Stock	Options Exercise		+500	+6.8%		7,838	15 Aug 2023	Direct	F2
transaction	SMCI	Common Stock	Tax liability	$65,527	-248	-3.2%	$264.22	7,590	15 Aug 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-5,160	-26%	$0.000000	14,840	14 Aug 2023	Common Stock	5,160	$26.95	Direct	F3
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-500	-50%	$0.000000	500	15 Aug 2023	Common Stock	500		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.94 to $270.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3	This stock option is fully vested and exercisable.
F4	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.