George Kao - Aug 14, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Aug 14, 2023
Transactions value $
-$1,319,596
Form type
4
Date filed
8/16/2023, 04:12 PM
Previous filing
Aug 14, 2023
Next filing
Sep 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $139K +5.16K +70.32% $26.95* 12.5K Aug 14, 2023 Direct
transaction SMCI Common Stock Sale -$1.39M -5.16K -41.29% $269.99 7.34K Aug 14, 2023 Direct F1
transaction SMCI Common Stock Options Exercise +500 +6.81% 7.84K Aug 15, 2023 Direct F2
transaction SMCI Common Stock Tax liability -$65.5K -248 -3.16% $264.22 7.59K Aug 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -5.16K -25.8% $0.00 14.8K Aug 14, 2023 Common Stock 5.16K $26.95 Direct F3
transaction SMCI Restricted Stock Units Options Exercise $0 -500 -50% $0.00 500 Aug 15, 2023 Common Stock 500 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.94 to $270.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3 This stock option is fully vested and exercisable.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.