George Kao - Aug 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, OPERATIONS
Signature: /s/ George Kao
Stock symbol: SMCI
Transactions as of: Aug 10, 2023
Transactions value $: -$14,687
Form type: 4
Date filed: 8/14/2023, 04:55 PM
Previous filing: May 12, 2023
Next filing: Aug 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise		+152	+2.1%		7.39K	Aug 10, 2023	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$14.7K	-53	-0.72%	$277.12	7.34K	Aug 10, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-152	-16.67%	$0.00	760	Aug 10, 2023	Common Stock	152		Direct	F1, F2
transaction	SMCI	Restricted Stock Units	Award	$0	+1K		$0.00	1K	Aug 11, 2023	Common Stock	1K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.