George Kao - 10 Aug 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
10 Aug 2023
Net transactions value
-$14,687
Form type
4
Filing time
14 Aug 2023, 16:55:31 UTC
Previous filing
12 May 2023
Next filing
16 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +152 +2.1% 7,391 10 Aug 2023 Direct F1
transaction SMCI Common Stock Tax liability $14,687 -53 -0.72% $277.12 7,338 10 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -152 -17% $0.000000 760 10 Aug 2023 Common Stock 152 Direct F1, F2
transaction SMCI Restricted Stock Units Award $0 +1,000 $0.000000 1,000 11 Aug 2023 Common Stock 1,000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.