George Kao - 10 Nov 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
10 Nov 2022
Net transactions value
-$10,251
Form type
4
Filing time
14 Nov 2022, 15:35:53 UTC
Previous filing
08 Nov 2022
Next filing
07 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +212 +2.4% 9,124 10 Nov 2022 Direct F1
transaction SMCI Common Stock Tax liability $5,973 -74 -0.81% $80.72 9,050 10 Nov 2022 Direct
transaction SMCI Common Stock Options Exercise +152 +1.7% 9,202 10 Nov 2022 Direct F1
transaction SMCI Common Stock Tax liability $4,278 -53 -0.58% $80.72 9,149 10 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -212 -100% $0.000000* 0 10 Nov 2022 Common Stock 212 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -152 -11% $0.000000 1,216 10 Nov 2022 Common Stock 152 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021, and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.