George Kao - 04 Nov 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
04 Nov 2022
Net transactions value
$0
Form type
4
Filing time
08 Nov 2022, 16:09:01 UTC
Previous filing
27 Oct 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 8,912 04 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +6,500 $0.000000 6,500 04 Nov 2022 Common Stock 6,500 $76.63 Direct F1
transaction SMCI Restricted Stock Units Award $0 +2,930 $0.000000 2,930 04 Nov 2022 Common Stock 2,930 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 4, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F2 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.