George Kao - Feb 10, 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Feb 10, 2022
Transactions value $
-$5,747
Form type
4
Date filed
2/14/2022, 04:21 PM
Previous filing
Nov 12, 2021
Next filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +211 +2.72% 7.96K Feb 10, 2022 Direct F1
transaction SMCI Common Stock Tax liability -$3.36K -87 -1.09% $38.57 7.88K Feb 10, 2022 Direct
transaction SMCI Common Stock Options Exercise +151 +1.92% 8.03K Feb 10, 2022 Direct F1
transaction SMCI Common Stock Tax liability -$2.39K -62 -0.77% $38.57 7.97K Feb 10, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -24.94% $0.00 635 Feb 10, 2022 Common Stock 211 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -151 -8.28% $0.00 1.67K Feb 10, 2022 Common Stock 151 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.