George Kao - Nov 10, 2021 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Nov 10, 2021
Transactions value $
-$12,401
Form type
4
Date filed
11/12/2021, 03:47 PM
Previous filing
Aug 12, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +211 +2.92% 7.43K Nov 10, 2021 Direct F1
transaction SMCI Common Stock Tax liability -$3.2K -73 -0.98% $43.82 7.36K Nov 10, 2021 Direct
transaction SMCI Common Stock Options Exercise +607 +8.25% 7.96K Nov 10, 2021 Direct F1
transaction SMCI Common Stock Tax liability -$9.2K -210 -2.64% $43.82 7.75K Nov 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -19.96% $0.00 846 Nov 10, 2021 Common Stock 211 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -607 -24.98% $0.00 1.82K Nov 10, 2021 Common Stock 607 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.