Daniel A. Peisert - Sep 18, 2021 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role: President and CEO, Director
Signature: /s/ Sam Schlessinger, attorney-in-fact for Daniel A. Peisert
Stock symbol: ASRT
Transactions as of: Sep 18, 2021
Transactions value $: -$791
Form type: 4
Date filed: 9/20/2021, 06:27 PM
Previous filing: Aug 17, 2021
Next filing: Dec 2, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ASRT	Common Stock	Options Exercise	$0	+2.91K	+3.23%	$0.00	92.9K	Sep 18, 2021	Direct
transaction	ASRT	Common Stock	Tax liability	-$791	-851	-0.92%	$0.93	92K	Sep 18, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ASRT	Restricted Stock Units	Options Exercise	$0	-2.91K	-100%	$0.00^*	0	Sep 18, 2021	Common Stock	2.91K		Direct	F2, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2	Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F3	These restricted stock units are scheduled to vest 25% on September 18, 2018, 25% on September 18, 2019, 25% on September 18, 2020 and 25% on September 18, 2021.
F4	The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.