Daniel A. Peisert - Aug 15, 2021 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
President and CEO, Director
Signature
/s/ Sam Schlessinger, attorney-in-fact for Daniel A. Peisert
Stock symbol
ASRT
Transactions as of
Aug 15, 2021
Transactions value $
-$160
Form type
4
Date filed
8/17/2021, 05:24 PM
Previous filing
May 24, 2021
Next filing
Sep 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Options Exercise $0 +453 +0.51% $0.00 90.1K Aug 15, 2021 Direct
transaction ASRT Common Stock Tax liability -$160 -132 -0.15% $1.21 90K Aug 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Restricted Stock Units Options Exercise $0 -453 -100% $0.00* 0 Aug 15, 2021 Common Stock 453 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.
F3 These restricted stock units are scheduled to vest 33.33% on August 15, 2019, 33.33% on August 15, 2020 and 33.33% on August 15, 2021.
F4 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.