Gus S. Wetzel III - 31 Dec 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact for Gus S. Wetzel, III
Issuer symbol
HWBK
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
14 Feb 2024, 11:20:17 UTC
Previous filing
09 Feb 2023
Next filing
17 Feb 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 4,420 31 Dec 2023 By Wetzel Revocable Trust F1
holding HWBK Common Stock 110,779 31 Dec 2023 By Wetzel Investments, LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since last report from the July 1, 2023 4% stock dividend.
F2 The reporting person holds a minority ownership interest in Wetzel Investments, LP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.