| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Wetzel Gus Seitter III | Director | C/O HAWTHORN BANCSHARES, INC., 132 EAST HIGH STREET, PO BOX 688, JEFFERSON CITY | /s/ Arla R. Surls, Attorney-in-Fact for Gus S. Wetzel, III | 17 Feb 2026 | 0001757422 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HWBK | Common Stock | 4,420 | 31 Dec 2025 | By Wetzel Revocable Trust | ||||||
| holding | HWBK | Common Stock | 110,779 | 31 Dec 2025 | By Wetzel Investments, LP | F1 |
| Id | Content |
|---|---|
| F1 | The reporting person holds a minority ownership interest in Wetzel Investments, LP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |