Key facts
- This page summarizes John E. Waldron's Form 4 filing for GOLDMAN SACHS GROUP INC (GS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 May 2024, 16:05.
John E. Waldron - 30 Apr 2024 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)
- Reporting relationship
- President and COO
- Issuer ticker
- GS
- Reported as of
- 30 Apr 2024
- Net transaction value
- -$6,145,505
- SEC form
- 4
- Accepted by SEC
- 02 May 2024, 16:05:50 UTC
- Prior SEC filing
- 04 May 2023
- Next SEC filing
- 17 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Beverly L. O'Toole, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John E. Waldron filed Form 4 for GOLDMAN SACHS GROUP INC (GS) on 02 May 2024.
Change
- Previous filing in this sequence was filed on 04 May 2023.
- Current net transaction value: -$6,145,505.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GS
transaction
Common Stock, par value $0.01 per share
Options Exercise
- Transaction value
- Shares
- +25,794
- Change %
- +27%
- Price
- Shares after
- 120,721
- Date
- 30 Apr 2024
- Ownership
- Direct
- Footnotes
- F1
GS
transaction
Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $6,145,505
- Shares
- -14,265
- Change %
- -12%
- Price
- $430.81
- Shares after
- 106,456
- Date
- 30 Apr 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GS
transaction
Derivative
Performance-based Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -25,794
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock, par value $0.01 per share
- Underlying amount
- 25,794
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.
Footnote F2
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.