JOHN E. WALDRON - 03 May 2023 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
President and COO
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Issuer symbol
GS
Transactions as of
03 May 2023
Net transactions value
-$7,524,494
Form type
4
Filing time
04 May 2023, 16:30:30 UTC
Previous filing
25 Nov 2022
Next filing
02 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Options Exercise +40,815 +53% 117,498 03 May 2023 Direct F1
transaction GS Common Stock, par value $0.01 per share Tax liability $7,524,494 -22,571 -19% $333.37 94,927 03 May 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GS Performance-based Restricted Stock Units Options Exercise -40,815 -100% 0 03 May 2023 Common Stock, par value $0.01 per share 40,815 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
F2 Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.