Gregg Williams - 30 Aug 2022 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Issuer symbol
VANI
Transactions as of
30 Aug 2022
Net transactions value
$0
Form type
4
Filing time
01 Sep 2022, 21:31:45 UTC
Previous filing
15 Jun 2022
Next filing
09 Nov 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VANI Common Stock Option Other $0 +603,731 $0.000000 603,731 30 Aug 2022 common stock 603,731 $3.15 Trust F1
transaction VANI Common Stock Option Other $0 +30,187 $0.000000 30,187 30 Aug 2022 common stock 30,187 $3.15 Trust F1
transaction VANI Common Stock Option Other $0 +30,187 $0.000000 30,187 30 Aug 2022 common stock 30,187 $3.15 Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested.