Gregg Williams - Aug 30, 2022 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Stock symbol
VANI
Transactions as of
Aug 30, 2022
Transactions value $
$0
Form type
4
Date filed
9/1/2022, 09:31 PM
Previous filing
Jun 15, 2022
Next filing
Nov 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VANI Common Stock Option Other $0 +604K $0.00 604K Aug 30, 2022 common stock 604K $3.15 Trust F1
transaction VANI Common Stock Option Other $0 +30.2K $0.00 30.2K Aug 30, 2022 common stock 30.2K $3.15 Trust F1
transaction VANI Common Stock Option Other $0 +30.2K $0.00 30.2K Aug 30, 2022 common stock 30.2K $3.15 Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested.