Gregg Williams - Jun 13, 2022 Form 4 Insider Report for SECOND SIGHT MEDICAL PRODUCTS INC (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Stock symbol
VANI
Transactions as of
Jun 13, 2022
Transactions value $
$7,600
Form type
4
Date filed
6/15/2022, 09:49 PM
Previous filing
Jun 7, 2022
Next filing
Sep 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Purchase $7.4K +3.7K +0.03% $2.00 11.2M Jun 13, 2022 See footnote F1, F3, F5
transaction VANI Common Stock Purchase $200 +100 +0% $2.00 11.2M Jun 14, 2022 See footnote F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions all at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F2 These shares were purchased in a single transaction at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased the transaction set forth in this footnote
F3 The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,700 shares of common stock on June 13, 2022. Mr. Williams is the Trustee of the GW Trust.
F4 The Gregg G. Williams 2006 Trust ("GW Trust") acquired 100 shares of common stock on June 14, 2022. Mr. Williams is the Trustee of the GW Trust.
F5 After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,859,893 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.