Gregg Williams - 30 Aug 2022 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role
Director, 10%+ Owner
Signature
/s/ Gregg Williams
Issuer symbol
VANI
Transactions as of
30 Aug 2022
Net transactions value
$0
Form type
4
Filing time
01 Sep 2022, 21:30:16 UTC
Previous filing
15 Jun 2022
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VANI Common Stock Other $0 +7,891,098 +211% $0.000000 11,636,814 30 Aug 2022 See footnote F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +423,669 $0.000000 423,669 30 Aug 2022 common stock 423,669 $3.15 Trust F2
transaction VANI Warrant Other $0 +158,875 $0.000000 158,875 30 Aug 2022 common stock 158,875 $3.15 Trust F2
transaction VANI Warrant Other $0 +476,631 $0.000000 476,631 30 Aug 2022 common stock 476,631 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +190,650 $0.000000 190,650 30 Aug 2022 common stock 190,650 $3.15 Trust F2
transaction VANI Warrant Other $0 +127,097 $0.000000 127,097 30 Aug 2022 common stock 127,097 $3.15 Trust F2
transaction VANI Warrant Other $0 +127,097 $0.000000 127,097 30 Aug 2022 common stock 127,097 $3.15 Trust F2
transaction VANI Warrant Other $0 +127,097 $0.000000 127,097 30 Aug 2022 common stock 127,097 $3.15 Trust F2
transaction VANI Warrant Other $0 +60,530 $0.000000 60,530 30 Aug 2022 common stock 60,530 $3.15 Trust F2
transaction VANI Warrant Other $0 +79,505 $0.000000 79,505 30 Aug 2022 common stock 79,505 $3.15 Trust F2
transaction VANI Warrant Other $0 +109,623 $0.000000 109,623 30 Aug 2022 common stock 109,623 $3.15 Trust F2
transaction VANI Warrant Other $0 +317,753 $0.000000 317,753 30 Aug 2022 common stock 317,753 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +329,891 $0.000000 329,891 30 Aug 2022 common stock 329,891 $3.15 Trust F2
transaction VANI Warrant Other $0 +506,797 $0.000000 506,797 30 Aug 2022 common stock 506,797 $3.15 Trust F2
transaction VANI Warrant Other $0 +506,794 $0.000000 506,794 30 Aug 2022 common stock 506,794 $3.15 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated on August 30, 2022.
F2 Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.
F3 After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 9,511,062 shares of common stock and warrants to purchase 7,808,405 shares of common stock owned by GW Trust, (ii) 1,212,856 shares of common stock and warrants to purchase 1,151,012 shares of common stock owned by Williams International Co. LLC (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 731,309 shares of common stock and warrants to purchase 287,753 shares of common stock owned by GST. Greg Williams has voting and dispositive power over all of these shares.