| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Roberts Johanna | EVP, Gen. Counsel & Secretary | ONE PENUMBRA PLACE, ALAMEDA | /s/ Johanna Roberts | 03 Jul 2025 | 0001751980 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PEN | Common Stock | Sale | $1,981 | -8 | -0.01% | $247.61 | 66,649 | 01 Jul 2025 | Direct | F1, F2, F3 |
| transaction | PEN | Common Stock | Sale | $499 | -2 | -0% | $249.27 | 66,647 | 01 Jul 2025 | Direct | F1, F3, F4 |
| transaction | PEN | Common Stock | Sale | $1,749 | -7 | -0.01% | $249.91 | 66,640 | 01 Jul 2025 | Direct | F1, F3, F5 |
| transaction | PEN | Common Stock | Sale | $20,344 | -81 | -0.12% | $251.16 | 66,559 | 01 Jul 2025 | Direct | F1, F3, F6 |
| transaction | PEN | Common Stock | Sale | $67,997 | -270 | -0.41% | $251.84 | 66,289 | 01 Jul 2025 | Direct | F1, F3, F7 |
| transaction | PEN | Common Stock | Sale | $11,632 | -46 | -0.07% | $252.87 | 66,243 | 01 Jul 2025 | Direct | F1, F3, F8 |
| transaction | PEN | Common Stock | Sale | $7,869 | -31 | -0.05% | $253.84 | 66,212 | 01 Jul 2025 | Direct | F1, F3, F9 |
| transaction | PEN | Common Stock | Sale | $23,696 | -93 | -0.14% | $254.80 | 66,119 | 01 Jul 2025 | Direct | F1, F3, F10 |
| transaction | PEN | Common Stock | Sale | $15,855 | -62 | -0.09% | $255.72 | 66,057 | 01 Jul 2025 | Direct | F1, F3, F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. |
| F2 | This transaction was executed in multiple trades at prices ranging from $247.37 to $248.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | A portion of these shares is subject to vesting. |
| F4 | This transaction was executed in multiple trades at prices ranging from $249.24 to $249.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $249.54 to $250.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $250.61 to $251.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in multiple trades at prices ranging from $251.38 to $252.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | This transaction was executed in multiple trades at prices ranging from $252.43 to $253.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | This transaction was executed in multiple trades at prices ranging from $253.40 to $254.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | This transaction was executed in multiple trades at prices ranging from $254.37 to $255.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F11 | This transaction was executed in multiple trades at prices ranging from $255.37 to $256.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |