| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Roberts Johanna | EVP, Gen. Counsel & Secretary | ONE PENUMBRA PLACE, ALAMEDA | /s/ Johanna Roberts | 14 May 2025 | 0001751980 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PEN | Common Stock | Options Exercise | $1,212 | +55 | +0.08% | $22.04 | 66,214 | 12 May 2025 | Direct | F1 |
| transaction | PEN | Common Stock | Sale | $6,150 | -21 | -0.03% | $292.86 | 66,193 | 12 May 2025 | Direct | F1, F2, F3 |
| transaction | PEN | Common Stock | Sale | $3,528 | -12 | -0.02% | $293.99 | 66,181 | 12 May 2025 | Direct | F1, F2, F4 |
| transaction | PEN | Common Stock | Sale | $10,617 | -36 | -0.05% | $294.92 | 66,145 | 12 May 2025 | Direct | F1, F2, F5 |
| transaction | PEN | Common Stock | Sale | $9,768 | -33 | -0.05% | $296.01 | 66,112 | 12 May 2025 | Direct | F1, F2, F6 |
| transaction | PEN | Common Stock | Sale | $55,515 | -187 | -0.28% | $296.87 | 65,925 | 12 May 2025 | Direct | F1, F2, F7 |
| transaction | PEN | Common Stock | Sale | $51,549 | -173 | -0.26% | $297.97 | 65,752 | 12 May 2025 | Direct | F1, F2, F8 |
| transaction | PEN | Common Stock | Sale | $27,499 | -92 | -0.14% | $298.90 | 65,660 | 12 May 2025 | Direct | F1, F2, F9 |
| transaction | PEN | Common Stock | Sale | $12,887 | -43 | -0.07% | $299.70 | 65,617 | 12 May 2025 | Direct | F1, F2, F10 |
| transaction | PEN | Common Stock | Sale | $91,185 | -303 | -0.46% | $300.94 | 65,314 | 12 May 2025 | Direct | F1, F2, F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PEN | Stock Option (right to buy) | Options Exercise | $0 | -55 | -2.8% | $0.000000 | 1,943 | 12 May 2025 | Common Stock | 55 | $22.04 | Direct | F12 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | A portion of these shares is subject to vesting. |
| F2 | The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. |
| F3 | This transaction was executed in multiple trades at prices ranging from $292.46 to $293.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $293.50 to $294.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $294.62 to $295.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $295.58 to $296.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in multiple trades at prices ranging from $296.46 to $297.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | This transaction was executed in multiple trades at prices ranging from $297.48 to $298.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | This transaction was executed in multiple trades at prices ranging from $298.49 to $299.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | This transaction was executed in multiple trades at prices ranging from $299.46 to $300.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F11 | This transaction was executed in multiple trades at prices ranging from $300.66 to $301.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. |
| F12 | All shares are vested and exercisable. |