Karen S. Carter - 03 Nov 2025 Form 4 Insider Report for DOW INC. (DOW)

Role
Chief Operating Officer
Signature
/s/ Karen S. Carter
Issuer symbol
DOW
Transactions as of
03 Nov 2025
Net transactions value
-$377,697
Form type
4
Filing time
05 Nov 2025, 17:27:58 UTC
Previous filing
18 Feb 2025
Next filing
02 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carter Karen S Chief Operating Officer 2211 H.H. DOW WAY, MIDLAND /s/ Karen S. Carter 05 Nov 2025 0001772252

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Disposed to Issuer $377,697 -16,259 -12% $23.23 121,227 03 Nov 2025 Direct F1, F2
holding DOW Common Stock 1,219 03 Nov 2025 By 401(k) Plan
holding DOW Common Stock 320 03 Nov 2025 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Phantom Stock Units 11,970 03 Nov 2025 Common Stock 11,970 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by Issuer to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units and 715 shares acquired under the Issuer's Employee Stock Purchase Plan on October 3, 2025.
F3 There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4 Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.