Karen S. Carter - 13 Feb 2025 Form 4 Insider Report for DOW INC. (DOW)

Role
Chief Operating Officer
Signature
/s/ Karen S. Carter
Issuer symbol
DOW
Transactions as of
13 Feb 2025
Net transactions value
$0
Form type
4
Filing time
18 Feb 2025, 17:19:15 UTC
Previous filing
12 Feb 2025
Next filing
05 Nov 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +20,350 +17% $0.000000 136,771 13 Feb 2025 Direct F1, F2
holding DOW Common Stock 1,013 13 Feb 2025 By 401(k) Plan
holding DOW Common Stock 317 13 Feb 2025 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +125,760 $0.000000 125,760 13 Feb 2025 Common Stock 125,760 $38.34 Direct F3
holding DOW Phantom Stock Units 9,302 13 Feb 2025 Common Stock 9,302 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 13, 2028, subject to continued employment.
F2 Total includes previously reported restricted stock units.
F3 This option will vest in three equal annual installments beginning on February 13, 2026. Option shares will be used to satisfy withholding taxes.
F4 There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F5 Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.