James R. Fitterling - 22 Feb 2024 Form 4 Insider Report for DOW INC. (DOW)

Role
Chairman and CEO, Director
Signature
/s/ James R Fitterling
Issuer symbol
DOW
Transactions as of
22 Feb 2024
Transactions value $
-$423,068
Form type
4
Date filed
26 Feb 2024, 16:12
Previous filing
20 Feb 2024
Next filing
15 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $2.33M +50K +37.52% $46.60 183K 22 Feb 2024 Direct
transaction DOW Common Stock Disposed to Issuer -$2.54M -45.3K -24.7% $56.00 138K 22 Feb 2024 Direct F1, F2
transaction DOW Common Stock Options Exercise $2.49M +53.5K +38.76% $46.60 191K 22 Feb 2024 Direct
transaction DOW Common Stock Disposed to Issuer -$2.71M -48.4K -25.3% $55.95 143K 22 Feb 2024 Direct F1, F3, F4
holding DOW Common Stock 248K 22 Feb 2024 By Trust
holding DOW Common Stock 2.32K 22 Feb 2024 By 401(k) Plan ESOP
holding DOW Common Stock 1.77K 22 Feb 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -50K -48.32% $0.00 53.5K 22 Feb 2024 Common Stock 50K $46.60 Direct F5
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -53.5K -100% $0.00* 0 22 Feb 2024 Common Stock 53.5K $46.60 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.94 to $56.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.89 to $55.95. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Total includes previously reported restricted stock units.
F5 This option is fully vested and exercisable.