| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Common Stock | Award | $0 | +40,380 | +46% | $0.000000 | 128,301 | 15 Feb 2024 | Direct | F1 |
| transaction | DOW | Common Stock | Options Exercise | $2,363,054 | +47,195 | +37% | $50.07 | 175,496 | 16 Feb 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | $2,474,466 | -44,524 | -25% | $55.58 | 130,972 | 16 Feb 2024 | Direct | F2, F3 |
| transaction | DOW | Common Stock | Options Exercise | $1,165,000 | +25,000 | +19% | $46.60 | 155,972 | 16 Feb 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | $1,263,481 | -22,711 | -15% | $55.63 | 133,261 | 16 Feb 2024 | Direct | F2, F4, F5 |
| holding | DOW | Common Stock | 247,791 | 15 Feb 2024 | By Trust | ||||||
| holding | DOW | Common Stock | 2,322 | 15 Feb 2024 | By 401(k) Plan ESOP | ||||||
| holding | DOW | Common Stock | 1,768 | 15 Feb 2024 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Award | $0 | +271,490 | $0.000000 | 271,490 | 15 Feb 2024 | Common Stock | 271,490 | $55.17 | Direct | F6 | |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -47,195 | -100% | $0.000000* | 0 | 16 Feb 2024 | Common Stock | 47,195 | $50.07 | Direct | F7 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -25,000 | -19% | $0.000000 | 103,487 | 16 Feb 2024 | Common Stock | 25,000 | $46.60 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. |
| F2 | Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| F3 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.54 to $55.641. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.63 to $55.635. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Total includes previously reported restricted stock units. |
| F6 | This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |
| F7 | This option is fully vested and exercisable. |