| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Common Stock | Award | $0 | +40.4K | +45.93% | $0.00 | 128K | Feb 15, 2024 | Direct | F1 |
| transaction | DOW | Common Stock | Options Exercise | $2.36M | +47.2K | +36.78% | $50.07 | 175K | Feb 16, 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$2.47M | -44.5K | -25.37% | $55.58 | 131K | Feb 16, 2024 | Direct | F2, F3 |
| transaction | DOW | Common Stock | Options Exercise | $1.17M | +25K | +19.09% | $46.60 | 156K | Feb 16, 2024 | Direct | |
| transaction | DOW | Common Stock | Disposed to Issuer | -$1.26M | -22.7K | -14.56% | $55.63 | 133K | Feb 16, 2024 | Direct | F2, F4, F5 |
| holding | DOW | Common Stock | 248K | Feb 15, 2024 | By Trust | ||||||
| holding | DOW | Common Stock | 2.32K | Feb 15, 2024 | By 401(k) Plan ESOP | ||||||
| holding | DOW | Common Stock | 1.77K | Feb 15, 2024 | By 401(k) Plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Award | $0 | +271K | $0.00 | 271K | Feb 15, 2024 | Common Stock | 271K | $55.17 | Direct | F6 | |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -47.2K | -100% | $0.00* | 0 | Feb 16, 2024 | Common Stock | 47.2K | $50.07 | Direct | F7 |
| transaction | DOW | Non-Qualified Stock Option (Right to Buy) | Options Exercise | $0 | -25K | -19.46% | $0.00 | 103K | Feb 16, 2024 | Common Stock | 25K | $46.60 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment. |
| F2 | Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. |
| F3 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.54 to $55.641. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.63 to $55.635. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Total includes previously reported restricted stock units. |
| F6 | This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes. |
| F7 | This option is fully vested and exercisable. |