Karen S. Carter - Feb 12, 2024 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Pkg & Spec Plastics
Signature
/s/ Karen S. Carter
Stock symbol
DOW
Transactions as of
Feb 12, 2024
Transactions value $
-$77,747
Form type
4
Date filed
2/14/2024, 05:07 PM
Previous filing
Feb 15, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Disposed to Issuer -$77.7K -1.42K -1.26% $54.79 111K Feb 12, 2024 Direct F1, F2
holding DOW Common Stock 314 Feb 12, 2024 By 401(k) Plan ESOP
holding DOW Common Stock 868 Feb 12, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Phantom Stock Units 7.47K Feb 12, 2024 Common Stock 7.47K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023.
F3 There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4 Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.