Karen S. Carter - Feb 13, 2023 Form 4 Insider Report for DOW INC. (DOW)

Role
President, Pkg & Spec Plastics
Signature
/s/ Karen S. Carter
Stock symbol
DOW
Transactions as of
Feb 13, 2023
Transactions value $
-$93,737
Form type
4
Date filed
2/15/2023, 06:36 PM
Previous filing
Feb 13, 2023
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Disposed to Issuer -$93.7K -1.55K -1.37% $60.32 112K Feb 13, 2023 Direct F1, F2
holding DOW Common Stock 314 Feb 13, 2023 By 401(k) Plan ESOP
holding DOW Common Stock 738 Feb 13, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Phantom Stock Units 5.12K Feb 13, 2023 Common Stock 5.12K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F2 Total includes previously reported restricted stock units.
F3 There is generally no conversion price for these phantom stock units. Each phantom stock unit is the equivalent of one share of common stock of the Issuer.
F4 Phantom stock units accrue under a compensation deferral election. Phantom stock units are payable in cash in lump sum or installments at the election of the Reporting Person, and do not carry an exercisable date or expiration date.