James R. Fitterling - 09 Feb 2023 Form 4 Insider Report for DOW INC. (DOW)

Role: Chairman and CEO, Director
Signature: /s/ James R Fitterling
Issuer symbol: DOW
Transactions as of: 09 Feb 2023
Net transactions value: $0
Form type: 4
Filing time: 13 Feb 2023, 20:08:16 UTC
Previous filing: 07 Feb 2023
Next filing: 15 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DOW	Common Stock	Award	$0	+35,040	+35%	$0.000000	135,637	09 Feb 2023	Direct	F1, F2
holding	DOW	Common Stock						236,080	09 Feb 2023	By Trust
holding	DOW	Common Stock						1,284	09 Feb 2023	By 401(k) Plan
holding	DOW	Common Stock						2,322	09 Feb 2023	By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DOW	Non-Qualified Stock Option (Right to Buy)	Award	$0	+227,540		$0.000000	227,540	09 Feb 2023	Common Stock	227,540	$59.08	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment.
F2	Total includes previously reported restricted stock units.
F3	This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.